2021 UTK Risk Mitigation Plans (Level 2)

Addressing Risks with Low Levels of Control br
2021 Compliance Risk Mitigation Plans for University of Tennessee, Knoxville

This website lists those compliance areas where you indicated there were low levels of control in one or more forms (i.e., no written procedures, no formal training, or no formal monitoring). The UTK Institutional Compliance Committee would like for you to provide either: (1) the justification for the low control level, or (2) the measures you propose to strengthen those particular forms of control.

Related risks have been consolidated into basic issues where appropriate. In addition, the low control areas for the compliance areas are provided on a separate spreadsheet listed by the committee.