Audit and Consulting Services

SELF-AUDIT SAMPLER

This document contains several questionnaires from the University's annual Self-Assessment of Controls conducted in the past. Your department can use these questionnaires to perform a self-audit in the areas addressed to evaluate the adequacy of your department's controls, or safeguards.

Please note that this self-audit is not a comprehensive review of all internal controls associated with the topical areas. These are just general controls that apply to most departments. Your department may have an important vulnerability requiring internal controls not mentioned in the questionnaires. Also, it is very important to evaluate the suggested corrective actions in the context of other compensating controls your department may have. If the suggested corrective action requires significant additional resources, or if you question its applicability, please contact your campus/institute auditor for advice before you implement changes.

2004 Self-Assessment of Controls - Personnel/Payroll and Inventories

2005 Self-Assessment of Controls - Computer Usage and Money Handling

2006 Self-Assessment of Controls - Procurement of Goods and Services and Sponsored Projects

2007 Self-Assessment of Controls - Movable Equipment and Accounts Receivable